Securities Regulation —— Selected Statutes, Rules, and Forms, 2019

----- 证券法法律汇编, 法规及表格

ISBN: 9781543812756 出版年：2019 页码：1,168 Cox, James D Langevoort, Donald C Aspen Publishers

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019). New to the 2019 Edition: New Rule 15l-1 Regulation Best Interest has been added Thoroughly updated to reflect numerous changes made by the SEC to modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies facilitate the disclosure of information to investors simplify compliance without significantly altering the total mix of information provided to investors.