Insider Dealing: Law and Practice

ISBN: 9780199672950 出版年：2013 页码：368 Clarke, Sarah Oxford University Press

1. Introduction to Insider Dealing 2. Trading on the Financial Markets - Essential Principles for Insider Dealing Cases 3. A History of Insider Dealing Legislation in the UK 4. The European Insider Dealing Directive 5. Part V of the Criminal Justice Act 1993 - The Criminal Offences (s.52 CJA) 6. Inside Information (s.56 CJA) 7. Insiders (s.57 CJA) 8. Securities and Regulated Markets 9. Dealing 10. Territorial Scope (s.62 CJA) 11. Statutory Defences 12. Prosecution of Insider Dealing Offences 13. Penalties and Sentencing 14. Insider Dealing - The Civil Market Abuse Regime 15. The Civil Offences 16. Section 118(2) Behaviour - Insider Dealing 17. Section 118(3) Behaviour - Improper Disclosure 18. Section 118(4) Behaviour - Misuse of Information 19. Market Abuse - Statutory Defence and Power to Impose Penalties 20. Market Abuse Proceedings - Article 6 ECHR and the Burden and Standard of Proof 21. Detection and Referral to Enforcement 22. The Enforcement Investigation 23. Criminal Proceedings 24. Enforcement Proceedings - Market Abuse Proceedings 25. The Future